Wolf D. Fuhrig

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07-08-07

Should Price Fixing Be Illegal?

Solingen, Germany     For many years, consumers in Europe may have paid excessive prices for bananas and pineapples, according to the Brussels-based Common Market commissioner for trade competition. She recently announced that she is investigating and likely prosecuting several major wholesalers of tropical fruit for price fixing: Cincinnati-based Chiquita Brands, California-based Del Monte and Dole, Noboa of Ecuador, and Fyffes of Ireland.

The commissioner alleges that those companies secretly agreed with each other on inflated prices for their products. Last year, Chiquita’s sales amounted to roughly $4 billion and Del Monte’s to $ 2.8 billion. If the price fixing charges are proven, the violators could be fined as much as 10 percent of their annual turnover.

Two years ago, the Commission carried out surprise inspections at banana and pineapple importers in Belgium, Britain, Germany, and Ireland. The Commission suspected the investigated companies of having “shared confidential data about volumes and prices” of imported bananas, for the purpose of setting prices artificially high and carving up the market among themselves.

The Commission, the European Union's top competition watchdog, is in the midst of a crackdown on illegal cartels. This year it has already broken all previous records for fines.

The European banana market has seen troubles before when it became the center of an international trade dispute over Europe's quota system that favored producers in former colonies. When Latin American producers successfully challenged the quotas before the World Trade Organization, the European Union had to drop its import limits, but it replaced them with a tariff of 167 euros per ton.

So far, the U.S. Justice Department’s Antitrust Division and the U.S. Federal Trade Commission have not acted on allegations of price fixing against tropical fruit wholesalers. In the past, American law and law enforcement have been much tougher on restraint of trade than European governments.

Consumers in free market countries expect to reap the benefits of open competition: the best goods and services at the lowest prices. The competitive process only works, however, when competitors set prices honestly and independently. When competitors collude, prices tend to get inflated and consumers lose the opportunity to bargain.

Since the Sherman Act of 1890, companies doing business in the U. S. can be criminally prosecuted for price fixing, bid rigging, and market allocation schemes. To steer clear of allegations of price fixing, competitors have to avoid even the appearance of agreeing on prices for their products. It is not illegal for a firm to copy the price movements of a market leader, as has occurred, for example, in the market for breakfast cereals.

Under current American law, corporations may be fined up to $100 million for criminal price fixing. Individuals can be charged and sentenced to prison sentences of up to 10 years for price-fixing violations. The Federal Trade Commission can prosecute firms for price fixing as a civil matter. Private individuals or organizations can bring their own lawsuits for triple damages for antitrust violations and recover attorney’s fees.

When price control is sanctioned by a multilateral treaty or is agreed upon by sovereign nations, as opposed to individual firms, the cartel may be protected from lawsuits and criminal antitrust prosecution. This explains why the Organization of Petroleum Exporting Countries (OPEC) can apparently not be prosecuted under U.S. antitrust law. The prices of international airline tickets also are fixed by an agreement with the International Air Transport Association, a practice for which there is a specific exemption in antitrust law.

In a 5 to 4 ruling on June 28, the U.S. Supreme Court further muddled the world-wide controversy about the legality of price fixing, when it allowed manufacturers to set mandatory prices for their products and forbid retailers from offering discounts, thus overturning a nearly century-old rule of American antitrust law that prohibited retail price-fixing. Dissenting from the majority, Justice Stephen Breyer wrote: "The only safe predictions to make about today's decision are that it will likely raise the price of goods at retail."


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